SEC Filings

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Section 16 Filings

Filing Description Date Filed Size File Type
10-Q Quarterly Report (3Q2019) 2019-11-12 924 KB
8-K Current Report (Public Notice) 2019-11-01 100 KB
8-K Current Report (3Q2019) 2019-10-15 229 KB
8-K Current Report (Legal Opinion for Prospectus Supplement) 2019-10-07 110 KB
424B5 Prospectus Supplement 2019-10-07 443 KB
Form 25 Form 25 (Notification of Voluntary Withdrawal of Listing) 2019-10-04 94 KB
8-A12B Registration of securities [Section 12(B)] 2019-10-03 101 KB
8-K Current Report (Nasdaq Listing) 2019-09-24 81 KB
10-Q Quarterly Report (2Q2019) 2019-08-09 1046 KB
424B5 Prospectus Supplement 2019-07-26 401 KB
8-K Current Report (Legal Opinion for Prospectus Supplement) 2019-07-26 88 KB
8-K Current Report (2Q2019 Earnings Release) 2019-07-16 210 KB
Form 4 Section 16 - Form 4 (Paul J. Brody) 2019-05-28 132 KB
Form 4 Section 16 - Form 4 (Thomas AJ Frank) 2019-05-28 133 KB
Form 4 Section 16 - Form 4 (Milan Galik) 2019-05-28 132 KB
Form 4 Section 16 - Form 4 (Denis Mendonca) 2019-05-28 131 KB
Schedule 13D Schedule 13D (Ownership of Up Fintech Holding Ltd.) 2019-05-20 35 KB
10-Q Quarterly Report (1Q2019) 2019-05-09 757 KB
Form 3 Section 16 - Form 3 (Philip Uhde) 2019-04-25 134 KB
8-K Current Report (2019 Annual Meeting Results) 2019-04-23 91 KB
8-K Current Report (1Q2019 Earnings Release) 2019-04-16 64 KB
DEF 14A Definitive Proxy Statement (2019 Proxy Statement) 2019-03-07 1013 KB
DEF 14A Definitive Proxy Statement (Notice Regarding Availability of Proxy Materials) 2019-03-07 372 KB
10-K Annual Report (2018 Annual Report) 2019-02-28 638 KB
8-K Current Report (Board Appointment of New CEO) 2019-01-28 160 KB
8-K Current Report (4Q2018 Earnings Release) 2019-01-22 191 KB
8-K Current Report (Intention to Adopt Trading Plan) 2019-01-10 164 KB
8-K Current Report (Appointment of New CEO) 2019-01-07 167 KB
Form 4 Section 16 - Form 4 (Denis Mendonca) 2019-01-03 132 KB
Form 4 Section 16 - Form 4 (Thomas AJ Frank) 2019-01-03 134 KB
Form 4 Section 16 - Form 4 (Paul J. Brody) 2019-01-03 133 KB
Form 4 Section 16 - Form 4 (Earl H. Nemser) 2019-01-03 133 KB
Form 4 Section 16 - Form 4 (Milan Galik) 2019-01-03 133 KB
Form 4 Section 16 - Form 4 (John M. Damgard) 2019-01-03 132 KB

The risk of loss in online trading of stocks, options, futures, currencies, foreign equities, and fixed income can be substantial. Options are not suitable for all investors. For more information, read the "Characteristics and Risks of Standardized Options".

Your capital is at risk and your losses may exceed the value of your original investment.

Interactive Brokers (U.K.) Limited is authorised and regulated by the Financial Conduct Authority. FCA Reference Number 208159.

Cryptoassets are unregulated in the UK. Interactive Brokers (U.K) Limited ("IBUK") is registered with the Financial Conduct Authority as a cryptoassets firm under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017.

Interactive Brokers LLC is regulated by the US SEC and CFTC and is a member of the SIPC (www.sipc.org) compensation scheme;
products are only covered by the UK FSCS in limited circumstances.

Before trading, customers must read the relevant risk disclosure statements on our Warnings and Disclaimers page.

For a list of IBG memberships worldwide, see our exchange listings.