Forms and Disclosures
After-Hours Trading Risk Disclosure | Download |
CFTC Risk Disclosure Statement – Appendix A to Rule 1.55 | Download |
CFTC Risk Disclosure Statement – Rule 1.55(b) | Download |
Certain U.S. Options Disclosures | Download |
Customer Consent to Receive Mutual Fund Information Electronically | Download |
Day Trading Risk Disclosure Statement | Download |
Disclosure Concerning Auto Trading Service Providers | Link |
Disclosure of Risks of Margin Trading | Download |
Disclosure of Risks of Trading Cryptocurrency Futures And Options | Download |
Disclosure Regarding IB's Business Continuity Plan | Download |
Disclosure Regarding IB's Procedures for Allocating Equity Option Exercise Notices | Download |
Disclosure Regarding Interactive Brokers Pre-Borrow Program | Download |
Disclosure Regarding Trading of Certificates of Deposit | Download |
Disclosure Regarding Use of the Impact Dashboard and Impact App | Download |
Euronext LIFFE Risk Disclosure | Download |
FINRA Investor Protection Information Resources | Link |
FINRA/NFA Standardized Risk Disclosure Statement for Security Futures Contracts | Download |
Stock Stop Order Disclosure | Download |
IBUK Direct Client Indirect Clearing Disclosure Document | Download |
IBUK Clearing Member Indirect Clearing Disclosure Document | Download |
Important Characteristics and Risks of Participating in Interactive Brokers LLC's Fully-Paid Securities Lending Program | Download |
Interactive Brokers LLC Firm Specific Disclosure Document pursuant to CFTC Rule 1.55(k) and NFA Rule 2-36(n) | Download |
Interactive Brokers LLC General Disclosure on Mutual Funds | Download |
Interactive Brokers Negative Contract Prices Risk Disclosure | Download |
Interactive Brokers Disclosure Regarding the IMPACT Application's and IMPACT Dashboard's Carbon Credit Offset Feature | Download |
Interactive Brokers Risk Disclosure for Bond Trading | Download |
Pillar 3 Disclosures | Download |
Municipal Risk Disclosure | Download |
OCC Risk Disclosure | Download |
Penny Stock Trading Risk Disclosure | Download |
People's Republic of China Resident PIPL Acknowledgement | Download |
Portfolio Margin Risk Disclosure Statement | Download |
EMIR Pricing Disclosure | Download |
Risk Disclosure and Supplemental Agreement for Security Futures Trading at Interactive Brokers | Download |
Risk Disclosure Regarding Leverage and Inverse Funds and Volatility-Linked Products | Download |
Risk Disclosure Statement For Forex and Multi-Currency Accounts | Download |
Risk Disclosure Statement for Trading CFDs and Foreign Currencies with Interactive Brokers (U.K.) for Professional Clients | Download |
Risk Disclosure Statement for Trading CFDs and Foreign Currencies with Interactive Brokers (U.K.) for Retail Clients | Download |
Risk Disclosure Statement for Trading OTC Metal Futures with Interactive Brokers (U.K.) Limited ("IBUK") | Download |
Risk Disclosure Statement for Trading OTC Precious Metals with IBUK | Download |
Shortened (T+1) Settlement for Stock Purchases | Link |
Singapore Risk Disclosure | Download |
UK Tax Strategy | Download |
CFTC Rule 15.05 Notice to Non-U.S. Traders | Download |
Electronic Commerce Directive Notice for Dutch Clients | Download |
FINRA Rule 4340- Callable Securities | Download |
Futures on Virtual Currencies Including Bitcoin | Download |
Notice Regarding NFA's BASIC System | Download |
Notice Regarding Pre-Arranged Trading On U.S. Futures Exchanges | Download |
Notice Regarding USA PATRIOT Act Section 311 | Download |
Understand the Risks of Virtual Currency Trading | Download |
The risk of loss in online trading of stocks, options, futures, currencies, foreign equities, and fixed income can be substantial. Options are not suitable for all investors. For more information, read the "Characteristics and Risks of Standardized Options".
Your capital is at risk and your losses may exceed the value of your original investment.
Interactive Brokers (U.K.) Limited is authorised and regulated by the Financial Conduct Authority. FCA Reference Number 208159.
Interactive Brokers LLC is regulated by the US SEC and CFTC and is a member of the SIPC (www.sipc.org) compensation scheme;
products are only covered by the UK FSCS in limited circumstances.
Before trading, customers must read the relevant risk disclosure statements on our Warnings and Disclaimers page.
For a list of IBG memberships worldwide, see our exchange listings.