Disclosures

Forms and Disclosures

Disclosures

Risk Disclosures

After-Hours Trading DisclosureDownload
Appendix A to CFTC Rule 1.55(c) - Generic Risk Disclosure StmtDownload
Bond Trading DisclosureDownload
CFTC Risk Disclosure Statement Rule 1.55(b)Download
Day Trading Risk Disclosure StatementDownload
Disclosure Regarding Interactive Brokers Pre-Borrow ProgramDownload
Disclosure of Risks of Margin TradingDownload
Disclosures and Supplement for Security Futures TradingDownload
EMIR Pricing DisclosureDownload
Euronext LIFFE DisclosureDownload
Forex and Multi-Currency Accounts DisclosureDownload
Global Outsourced Trading Desk DisclosureDownload
How Your Assets Are ProtectedDownload
IB IMPACT App Carbon Credit Offset Feature DisclosureDownload
IB Negative Contract Prices DisclosureDownload
IB Procedures for Allocating Equity Option Exercise NoticesDownload
IBLLC Disclosure Pursuant to CFTC 1.55(k) and NFA 2-36(n)Download
IBLLC Fully Paid Securities Lending Program DisclosureDownload
IBUK Clearing Member Disclosure - Direct and Indirect ClearingDownload
IBUK Direct Client Disclosure - Indirect ClearingDownload
IBUK OTC Metal Futures DisclosureDownload
IBUK OTC Precious Metals DisclosureDownload
Interactive Brokers Fractional Share Trading DisclosureDownload
Interactive Brokers General Disclosure on Mutual FundsDownload
Interactive Brokers Municipal Securities DisclosureDownload
Leverage, Inverse Funds and Volatility-Linked Product DisclosureDownload
OCC Risk Disclosure Statement and AcknowledgementsDownload
Options DisclosuresDownload
Penny Stock Trading DisclosureDownload
Portfolio Margin Risk Disclosure StatementDownload
Stock Stop Order DisclosureDownload
Trading CFDs and Foreign Currencies Disclosure - Prof. ClientsDownload
Trading CFDs and Foreign Currencies Disclosure - Retail ClientsDownload
Trading Cryptocurrency Futures and Options DisclosureDownload
Trading of Certificates of Deposit DisclosureDownload
Use of the Impact Dashboard and Impact App DisclosureDownload

Client Notices

Regulatory Notices

Additional Links

UK Tax Strategy Download
FINRA/NFA Standardized Statement for Security Futures Contracts Download
Shortened (T+1) Settlement for Stock Purchases Link

The risk of loss in online trading of stocks, options, futures, currencies, foreign equities, and fixed income can be substantial. Options are not suitable for all investors. For more information, read the "Characteristics and Risks of Standardized Options".

Your capital is at risk and your losses may exceed the value of your original investment.

Interactive Brokers (U.K.) Limited is authorised and regulated by the Financial Conduct Authority. FCA Reference Number 208159.

Cryptoassets are unregulated in the UK. Interactive Brokers (U.K) Limited ("IBUK") is registered with the Financial Conduct Authority as a cryptoassets firm under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017.

Interactive Brokers LLC is regulated by the US SEC and CFTC and is a member of the SIPC (www.sipc.org) compensation scheme;
products are only covered by the UK FSCS in limited circumstances.

Before trading, clients must read the relevant risk disclosure statements on our Warnings and Disclosures page.

For a list of IBG memberships worldwide, see our exchange listings.