Forms and Disclosures
After-Hours Trading Disclosure | Download |
Appendix A to CFTC Rule 1.55(c) - Generic Risk Disclosure Stmt | Download |
Bond Trading Disclosure | Download |
CFTC Risk Disclosure Statement Rule 1.55(b) | Download |
Day Trading Risk Disclosure Statement | Download |
Disclosure Regarding Interactive Brokers Pre-Borrow Program | Download |
Disclosure of Risks of Margin Trading | Download |
Disclosures and Supplement for Security Futures Trading | Download |
EMIR Pricing Disclosure | Download |
Euronext LIFFE Disclosure | Download |
Forex and Multi-Currency Accounts Disclosure | Download |
Global Outsourced Trading Desk Disclosure | Download |
How Your Assets Are Protected | Download |
IB IMPACT App Carbon Credit Offset Feature Disclosure | Download |
IB Negative Contract Prices Disclosure | Download |
IB Procedures for Allocating Equity Option Exercise Notices | Download |
IBLLC Disclosure Pursuant to CFTC 1.55(k) and NFA 2-36(n) | Download |
IBLLC Fully Paid Securities Lending Program Disclosure | Download |
IBUK Clearing Member Disclosure - Direct and Indirect Clearing | Download |
IBUK Direct Client Disclosure - Indirect Clearing | Download |
IBUK OTC Metal Futures Disclosure | Download |
IBUK OTC Precious Metals Disclosure | Download |
Interactive Brokers Fractional Share Trading Disclosure | Download |
Interactive Brokers General Disclosure on Mutual Funds | Download |
Interactive Brokers Municipal Securities Disclosure | Download |
Leverage, Inverse Funds and Volatility-Linked Product Disclosure | Download |
OCC Risk Disclosure Statement and Acknowledgements | Download |
Options Disclosures | Download |
Penny Stock Trading Disclosure | Download |
Portfolio Margin Risk Disclosure Statement | Download |
Stock Stop Order Disclosure | Download |
Trading CFDs and Foreign Currencies Disclosure - Prof. Clients | Download |
Trading CFDs and Foreign Currencies Disclosure - Retail Clients | Download |
Trading Cryptocurrency Futures and Options Disclosure | Download |
Trading of Certificates of Deposit Disclosure | Download |
Use of the Impact Dashboard and Impact App Disclosure | Download |
The risk of loss in online trading of stocks, options, futures, currencies, foreign equities, and fixed income can be substantial. Options are not suitable for all investors. For more information, read the "Characteristics and Risks of Standardized Options".
Your capital is at risk and your losses may exceed the value of your original investment.
Interactive Brokers (U.K.) Limited is authorised and regulated by the Financial Conduct Authority. FCA Reference Number 208159.
Cryptoassets are unregulated in the UK. Interactive Brokers (U.K) Limited ("IBUK") is registered with the Financial Conduct Authority as a cryptoassets firm under the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017.
Interactive Brokers LLC is regulated by the US SEC and CFTC and is a member of the SIPC (www.sipc.org) compensation scheme;
products are only covered by the UK FSCS in limited circumstances.
Before trading, clients must read the relevant risk disclosure statements on our Warnings and Disclosures page.
For a list of IBG memberships worldwide, see our exchange listings.